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Spontaneity in Japanese Art and Culture
Text and Photographs by
David and Michiko Young
We would like to thank Harumi Befu, Robert Carter, Hope MacLean and Keith Stotyn for reading this manuscript and offering valuable suggestions.
Dedicated to Helen E. Young
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INTRODUCTION
Aesthetics is often defined as the study of the principles of beauty, especially in art. In a broader sense, aesthetics refers to the study of how individuals use information conveyed to the five senses by qualities such as color, form, sound, taste, touch, smell, and movement to interact with their natural and social environments. Successful interaction requires sensitivity to these aesthetic qualities, as well as their skilful manipulation to beautify one's surroundings and to communicate with others. Viewed in this way, aesthetic skills are an integral part of everyday life.
Japanese culture has long placed an emphasis on the importance of aesthetic skills. Even in prehistoric times, before they possessed a writing system, the Japanese were producing advanced pottery and architectural forms. After the introduction of continental civilization from China and Korea in the 6th century CE, Japan proved adept at combining indigenous and foreign influences to create highly sophisticated aesthetic concepts and art forms. Aesthetic sensitivity and skills continue to be highly important in modern Japan.
The goal of this book is to provide a better understanding of some of the basic principles that influence the aesthetic life of the Japanese people and that help integrate their art, culture, and society. The basic themes to be explored are restraint, exuberance, and spontaneity.

Left: A few of the many kinds of incense available in Japan.
Right: All five senses are associated with aesthetic ceremonies in Japan. Here the authors and friends attend an incense smelling ceremony known as kōdō.
Restraint and Exuberance
Restraint implies concealing strong emotions and opinions and avoiding behavior that brings attention to one’s self. For example, a restrained individual does not dominate a social interaction, speak in an overly loud voice, or wear gaudy clothing. Furthermore, a restrained person does not act readily upon impulse. In contrast, exuberance implies throwing caution to the winds and expressing one’s self freely and openly in both words and deeds. In some ways, it is easier to understand an exuberant person because not as much is hidden. In traditional Japan, a restrained person was felt to be more refined and tasteful than an exuberant individual. The free expression of feelings, emotions, and ideas was associated with the individualism of Western cultures, the type of individualism that can work against the harmonious operation of the group. In modern Japan, values are changing. More and more young people have come to admire individualism with its flamboyant style. Even in traditional Japan, however, there were occasions, such as festivals, when individuals were allowed greater freedom of expression than in normal circumstances. The qualities used to describe restrained and exuberant individuals can also be used to describe art objects, architecture and artistic performances. In other words, restraint and exuberance have an aesthetic dimension. Aesthetic restraint includes qualities such as simplicity of form, subdued colors, and understatement, as exemplified by the Grand Shrines at Ise, a black ink painting, or by many of the ordinary surroundings of domestic life. Aesthetic exuberance includes qualities such as bright colors and bold designs, such as those that can be found in the mausoleums of the Tokugawa shoguns at Nikko or the advertising displays of an urban downtown area at night.
Left: The restrained aesthetic tradition found prehistoric expression in the simplicity and elegance of the Grand Shrines at Ise. Shown here is one of the thatched buildings in the inner sanctum.
Right: The exuberant aesthetic tradition is exemplified by the Yomeimon Gate of the Toshogu Mausoleum at Nikko.
Some people are puzzled that a culture known for its subtle and refined sense of beauty could also give birth to the baroque designs and bright colors of the mausoleum shrines at Nikko. It is tempting to think that the numerous examples of aesthetic exuberance that can be found in Japan are exceptions to the rule. A deeper analysis, however, reveals that both the restrained and exuberant aesthetic traditions in Japan are legitimate expressions of Japanese taste and that they both play an important role in Japanese culture. The dialectic between the restrained and exuberant aesthetic traditions in Japan is like the Chinese concept of yin-yang, called in-yō in Japanese. In (represented by the dark part of the ying-yang symbol) stands for the negative, gentle, female, obedient and passive; whereas yō (represented by the light/bright side of the symbol) stands for the positive, strong, male, aggressive, and progressive. Rather than being antagonistic, in and yō complement each other and are in continuous interaction. In fact, in encompasses a little bit of yō, and vice versa. Although the analogy should not be stretched too far, there is a general correspondence between in and the restrained aesthetic tradition, on one hand, and yō and the exuberant aesthetic tradition on the other. Just as the earth alternates between night and day, it is common to alternate between aesthetic restraint and aesthetic exuberance in Japan, along what is referred to in subsequent discussion as the Restraint--exuberance Continuum. The relationship between the restrained and exuberant ends of this continuum is influenced by cultural rules that delineate the circumstances in which both restrained and exuberant aesthetic values and behavior are appropriate. An understanding of these rules and circumstances sheds light on Japanese culture and aesthetic expression.
Left: Tranquillity is expressed in the simple, uncluttered interior of a traditional Japanese room.
Right: A downtown urban area at night exudes a sense of exuberance and excitement.
Spontaneity Another major theme in Japanese art and culture is spontaneity. Spontaneity is associated with the reduction of constraints. There are various types of spontaneity. For example, it is usually considered desirable to be able, at least temporarily, to set aside the constraints associated with public life and career responsibilities. When one is alone, or relaxing with family members or close friends, it is possible to "let down one’s hair" and act "naturally." In an intimate social setting, there is little need to engage in impression management and one can express personal feelings, beliefs, and ideas with relative freedom.
Sometimes the constraints from which one seeks relief are those associated with domestic routines rather than with public life. The routines of domestic life have their rewards, such as providing a sense of security, but they can become boring if they are not broken by the occasional foray into something different. Worse, domestic life can be unpleasant if it is associated with unwelcome restrictions, such as those imposed by household responsibilities, poverty, an abusive spouse, or a harsh parent. Whether the sources of constraint lie inside or outside the home, an individual who feels constrained may search for experiences that bring a sense of freedom and spontaneity. Common ways to do this are to lose one’s self in private fantasy, a hobby, a sport, religious activity, or artistic endeavor. Another way is to search for diversions in the entertainment world or the excitement of a festival. It seems reasonable to hypothesize that the greater the constraints in the life of an individual, or the life of a society, the greater the search for spontaneity. This hypothesis seems to receive support in the case of Japan. Japan is a highly structured society with numerous constraints on behavior. It is also a society in which the search for spontaneity is well developed.

Left: Bright signs of a pachinko parlor, where participants lose themselves in the noise of a Japanese pinball game.
Right: This woman is preparing bright banners for Children's Day Festival.
In terms of aesthetics, spontaneity implies a certain freedom from rules in producing art objects and artistic performances. Although artistic activity may be preceded by years of intensive training, the artist, actor, or musician who acts spontaneously is free to engage in personal interpretation, invention, and experimentation. Spontaneity is a quality usually associated with an internal state (a sense of freedom that comes from reducing constraints); it is also a quality that can be used to describe external objects, surroundings, or events. For example, a Japanese garden, though carefully planned, can have a feeling of spontaneity, as can a festival. In other words, the spontaneous quality of the garden or the festival can inspire a feeling of spontaneity on the part of the observer or participant.
It seems logical to equate aesthetic spontaneity with the exuberant end of the Restraint—Exuberance Continuum, based on the assumption that "restraint" is more or less equivalent to "constraint" and that "spontaneity" is associated with exuberance. Taking an example from aesthetics, the simplicity of form, use of black ink, and disciplined training associated with Zen-style painting seems to be associated with restraint and lack of spontaneity. In contrast, the exuberant colors and experimentation with new forms found in much of modern Japanese art seemes to be more free and spontaneous. This, however, is an over-simplification that can seriously hinder our understanding of Japanese aesthetics and culture. The over-simplification lies in the fact that although there is an obvious connection between exuberance and spontaneity, restraint cannot necessarily be equated with lack of spontaneity.This is because there is a sophisticated aesthetic concept in Japan, shibusa (the adjectival form is shibui), that introduces spontaneity into the restrained portion of the Restraint—Exuberance Continuum by providing guidelines that assist the artist in creating objects and events that appear to be both restrained and spontaneous. This "restrained spontaneity" is believed by many to represent the highest level of aesthetic taste in Japan.
To add a further complexity, it is necessary to make a distinction between apparent spontaneity, whether restrained or exuberant, and true spontaneity. The former, which is achieved by following specific guidelines and cultural rules, can be termed "spontaneity of effect," while the latter involves relative freedom to break specific guidelines and cultural rules. Whereas spontaneity of effect is not uncommon, true spontaneity is rare.In the following pages, we hope to unlock some of the complexities involved in the relations among restraint, exuberance, and spontaneity, thereby opening deeper insights into the dynamic nature of Japanese aesthetic expression in both art and daily life. First, a brief historical overview will help set the stage.

Left: Though restrained, a traditional Japanese garden includes a feeling of naturalness and spontaneity.
Right: Black ink paintings are restrained in terms of color, but these chrysanthemums have a type of spontaneity that makes them seem to dance.

Left: This traditional farmhouse at Shirakawago exhibits the rustic and natural qualities associated with the concept of shibusa.
Right: The rustic and natural qualities of shibusa are also seen in this Korean flower vase.
Historical Overview
People entered Japan from various parts of Asia some time during the Pleistocene, coming from the north through the island of Sakhalin or from China through Korea. Still others appear to have arrived from the south by boat. Very little is known about these early people except that they were Paleolithic hunters and gatherers who employed a variety of sophisticated stone tools. There is nothing that can be considered "art" from this period.
Prehistoric
During the Jōmon Period (10000-300 BCE), the world’s earliest known pottery appeared in Japan, and toward the end of the period, people began experimenting with small-scale wet rice agriculture. Dwellings consisted of simple pit houses, but grain was stored in elevated structures that eventually evolved into early shrines and palaces.In the Yayoi Period (300 BCE-300 CE), new cultural influences and people arrived from the Continent to bring irrigation agriculture, wheel-thrown pottery, and many of the other cultural traits associated with what we think of as Japanese culture. It was during this period that the indigenous religion developed into what came to be known as Shinto.
Protohistoric
Beginning in the late Yayoi Period and continuing into the Tomb Mound Period (300 -700 CE), burial mounds were created for clan leaders and other important persons. During this period, centuries of conflict between rival clans gradually gave way to a unified state under the leadership of the Yamato clan, ancestors of the present imperial house. Buddhism was introduced to Japan in the sixth century from Korea, bringing with it a writing system. The period between the arrival of Buddhism and the Taika Reform of 645, is known as the Asuka Period (538-645), during which time, Japan underwent great transformation as it came under the civilizing influence of continental culture.
Continental Influence
In the Hakuhō Period (645-710), Japan established a central government and a legislative structure based upon that of the Tang Dynasty in China. The first real capital was established at Fujiwarakyō in 694 and continental culture spread from the court to the provinces. The capital was moved i n 710 from Fujiwarakyō to Heijōkyō, near the present-day Nara, to usher in the Nara Period (710 -794). Major Buddhist denominations established their headquarters in the new capital, and a great flowering of architecture and the arts ensued.
Decentralized Feudalism
At the end of the Heian Period, a disastrous war between the Taira and Minamoto clans, which destroyed most of Kyoto, resulted in victory for the Minamoto. Partly to escape the influence of the imperial court, the Minamoto established a military system of government known as the bakufu in Kamakura, near the present-day Tokyo. This marks the beginning of the Kamakura Period (1185-1333). Japan became a feudal society governed by the principles of bushidō–the Way of the Warrior. Weakened by Mongol invasions, the Kamakura shogunate was defeated by the Ashikaga family, which moved the military capital back to Kyoto, to begin the Muromachi (Ashigaka) Period (1333-1573). The Muromachi Period saw the introduction of Zen Buddhism from China and a great flowering of Zen-inspired arts such as black ink painting, calligraphy, flower arranging, the tea ceremony, Noh drama, the martial arts, and landscape gardening. The Ashikaga shogunate eventually waned in power after more than a decade of clan warfare (the Ōnin War) destroyed much of the capital. Japan was reunified in the Momoyama Period (1573-1600) by a succession of three great military leaders, Oda Nobunaga, Toyotomi Hideyoshi, and Tokugawa Ieyasu, to usher in a long period of centralized feudalism.
Centralized Feudalism
The Tokugawa family moved the military capital from Kyoto to Edo (present-day Tokyo) in 1600, to begin the Edo (Tokugawa) Period (1600-1868) –characterized by two and a half centuries of relative peace, prosperity, and stability. During this time, Japan was largely isolated from the West and the technological advances being made in Europe and North America. It also was a time when a rising business class developed new cultural forms and art forms such as wood block prints and kabuki drama spread to the masses.
Modern Period
As a result of isolation, Japan fell behind the West in technology and many feared the growing threat of colonization, particularly from the United States. Dissatisfaction with feudal policies led to the Meiji Restoration of 1868, which abolished the shogunate and samurai class and restored the emperor to power, at least in theory. Japan became a constitutional monarchy and began to industrialize and modernize as rapidly as possible in an attempt to stave off colonization. With these developments came urbanism and a growing militarism that eventually led to defeat in World War II. Under the Allied occupation, Japan rebuilt rapidly and soon became an important economic force.
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